Compliance, Disclosures & Grievance Redressal

Nikunj School of Finance (nsof.in) — Committed to Transparency & Investor Protection

Entity Name

Nikunj School of Finance (nsof.in)

SEBI Registration No.

INA000023515

BASL No.

[BASL Registration Number]

Principal Officer

Nikunj Raj Chowdhary

Registered Address

Revell Orchid, Porwal Road Lohegaon, Pune, Maharashtra, 411047.

Compliance Contact

compliance@nsof.in

Mandatory SEBI/NISM Disclaimer: Investment in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

Investor Charter

Standardized guidelines outlining investor rights and responsibilities as mandated by SEBI.

Rights of Investors

  • Right to get fair treatment and value for money.
  • Right to receive all relevant information about the investment product/service.
  • Right to grievance redressal within specified timelines (30 days).
  • Right to confidentiality of personal and financial information.
  • Right to expect professional service from registered intermediaries.

Responsibilities / Dos & Don'ts

  • Do: Always deal with SEBI registered intermediaries.
  • Do: Read all documents carefully before signing or investing.
  • Do: Provide accurate and complete information for KYC.
  • Don't: Don't fall for 'guaranteed returns' or 'assured profit' schemes.
  • Don't: Don't share your login credentials, OTPs or sensitive data.

Grievance Redressal & Escalation Matrix

We are committed to resolving your concerns promptly. Please follow the steps below for any grievances.

Level Contact Person / Entity Contact Details Timeline
Level 1 Customer Support support@nsof.in 7 Working Days
Level 2 Compliance Officer compliance@nsof.in 15 Working Days
Level 3 SEBI SCORES scores.gov.in As per SEBI norms
Level 4 SMART ODR Portal smartodr.in Online Dispute Resolution

Note: If the grievance is not redressed within 30 days, you may approach SEBI SCORES or the SMART ODR portal for further escalation.

Complaint Status Dashboard

Data for the current month ending - October 2026 (Updated Monthly)

Received from Pending at end of last month Received Resolved Total Pending Avg Resolution time
Directly from Investors 0 0 0 0 0 days
SEBI (SCORES) 0 0 0 0 0 days
Grand Total 0 0 0 0 0 days